{"id":8106,"date":"2021-01-18T16:27:10","date_gmt":"2021-01-18T16:27:10","guid":{"rendered":"https:\/\/new2020.ftc-support.com\/?page_id=8106"},"modified":"2021-01-28T09:08:31","modified_gmt":"2021-01-28T09:08:31","slug":"compliance","status":"publish","type":"page","link":"https:\/\/ftc-support.com\/en\/compliance\/","title":{"rendered":"Compliance"},"content":{"rendered":"

<\/span><\/div>

Corporate
C<\/strong>ompliance<\/strong><\/h1><\/div><\/div><\/div><\/div><\/div>
Establish and ensure corporate policies<\/h5><\/div>

In many companies, corporate culture, guidelines and legal compliance for business processes are regulated on a division- or department-specific basis.<\/p>\n

The challenge, however, lies in the overarching networking of processes through lived compliance processes and higher-level documentation.<\/p>\n

In addition, there is often a lack of personnel resources to support a centrally responsible compliance officer with these tasks.<\/p>\n<\/div><\/div><\/div><\/div><\/div>

“Compliance” – conformity to rules in everyday business?<\/h3><\/div>

In simple terms, (corporate) compliance means observing laws, guidelines and voluntary “codes of conduct”.<\/p>\n

Modern (corporate) compliance is much more than “just” complying with laws. It is a statement and commitment at top management level.<\/p>\n

A comprehensive compliance culture is a key prerequisite for sustainable success and enables a considerable competitive advantage.<\/p>\n

Increasing transparency in corporate processes enables effective process improvement, which has a direct impact on the effectiveness and efficiency of control mechanisms.<\/p>\n

As a component of risk management, the overriding purpose of compliance is to protect the company, management and employees from legal and regulatory violations and their consequences.<\/p>\n

In this context, compliance is not limited to mere adherence to specifications, but also includes organizational and technical measures.<\/p>\n<\/div><\/div><\/div><\/div><\/div>

<\/path><\/svg><\/div>
<\/div><\/div><\/div><\/div><\/div>

Compliance does not come
“off the peg”<\/h4><\/div>

A compliance setup is always created specifically and individually for a company and is subject to a continuous process of change and improvement, which takes particular account of organizational and technical measures.<\/p>\n

Tailored compliance is the key to a sustainable compliance management system (CMS).<\/p>\n<\/div><\/div><\/div>

How do I achieve compliance?<\/h4><\/div>

As a rule, existing management systems can be used for the development of a CMS.<\/p>\n

In quality management in particular, there are often processes and regulations based on ISO 9001 that can be used very well as a basis for a CMS, e.g., according to ISO 19600.<\/p>\n

A successful implementation requires the full support and backing of the management (“tone from the top”).<\/p>\n

The prerequisite for a CMS is a company-specific risk analysis of all relevant business processes and markets.<\/p>\n<\/div><\/div><\/div>

What do I have to consider?<\/h4><\/div>

If possible, a compliance manager should not be responsible for operational business processes. Such a dual role could otherwise lead to a conflict of interest between his monitoring function as compliance manager and his operational duties.<\/p>\n

Note that policies and regulations should be concise, clear, and easy to understand for employees to read and understand.<\/p>\n

Lively and compelling compliance training is key to success.<\/p>\n

Compliance is lived communication and includes the readiness for permanent changes and adjustments.<\/p>\n<\/div><\/div><\/div>

<\/path><\/svg><\/div>
<\/div><\/div><\/div><\/div><\/div><\/div><\/div>

Compliance management and risk management<\/h3><\/div>

Compliance management and risk management (RM) belong together.<\/p>\n

The processes and structures of both systems overlap\/complement each other.<\/p>\n

The starting point of risk management is primarily to identify compliance risks of your company and to analyze and evaluate them.<\/p>\n

Compliance management deals with the prevention of rule violations in advance and combines the perspective of risk management into an inseparable WHOLE.<\/p>\n

Coordinated compliance and risk management systems avoid redundancies and promote a unified understanding of the company’s overall risk.<\/p>\n<\/div><\/div><\/div><\/div><\/div>

<\/span><\/div><\/div><\/div>
\n<\/div>

.<\/span><\/p>\n<\/div>

FTC works with a risk-based approach, typical compliance risk areas are:<\/p>\n

Anti-Corruption, Fraud Prevention, Anti-Money Laundering, Antitrust, Customs\/Foreign Trade, Data Protection, Tax, Accounting, Contracting, Environmental or Occupational Health and Safety, IT Organization, Human Resources.<\/b><\/p>\n

Our experts will support you in planning, creating and setting up a CMS that is appropriate for your organization.<\/p>\n

Contact us!<\/b><\/p>\n<\/div><\/div><\/div><\/div><\/div>

<\/path><\/svg><\/div>
<\/div><\/div><\/div><\/div><\/div>
<\/div><\/div>

The<\/span> FTC Compliance<\/span><\/span> method<\/span><\/h3><\/div>

Our modular support for compliance is based on methods that have proven themselves in practice.<\/p>\n

We follow international standards such as IDW-PS-980, ISO 19600 or ISO 37001.<\/p>\n

We offer modules that build on each other.<\/p>\n

From high-level quick tests (quick fixes) to complete solutions and interim management.<\/p>\n<\/div><\/div><\/div>

<\/div><\/div>

1.<\/strong><\/h3><\/div>

Risk and status analysis<\/strong><\/p>\n<\/div><\/div><\/div>

2.<\/strong><\/h3><\/div>

Creation of the compliance program<\/strong><\/p>\n<\/div><\/div><\/div>

3.<\/strong><\/h3><\/div>

Implementation in the company<\/strong><\/p>\n<\/div><\/div><\/div>

4.<\/strong><\/h3><\/div>

Compliance sustainability processes<\/strong><\/p>\n<\/div><\/div><\/div>

5.<\/strong><\/h3><\/div>

Processes to improve compliance<\/strong><\/p>\n<\/div><\/div><\/div>

<\/path><\/svg><\/div>
<\/div><\/div><\/div><\/div><\/div><\/div><\/div>

Our services:<\/h2><\/div>
  • <\/i><\/span>
    \n

    Gateway to EU<\/p>\n<\/div><\/li>

  • <\/i><\/span>
    \n

    Project management<\/p>\n<\/div><\/li>

  • <\/i><\/span>
    \n

    Corporate Compliance<\/p>\n<\/div><\/li>

  • <\/i><\/span>
    \n

    Interim management<\/p>\n<\/div><\/li>

  • <\/i><\/span>
    \n

    Consulting<\/p>\n<\/div><\/li>

  • <\/i><\/span>
    \n

    Trainings<\/p>\n<\/div><\/li>

  • <\/i><\/span>
    \n

    Unique accounting<\/p>\n<\/div><\/li><\/ul><\/div><\/div>

    Contact FTC GmbH<\/h4><\/div>
    <\/i><\/span>Thank you for your message. It has been sent.<\/span><\/div>